Horizontal Audit of the Management of Funding Agreements — Single Recipient Transfer Payments

March 2011
Recommended for approval to the Deputy Minister by Departmental Audit Committee on April 15, 2011

Approved by the Deputy Minister on May 3, 2011

Table of Contents

• Acronyms used in this Report
• 1.0 Executive Summary
  • 1.1 Introduction
  • 1.2 Overall Conclusion
  • 1.3 Main Findings
  • 1.4 Recommendations
  • 1.5 Statement of Assurance
  • 1.6 Audit Opinion
• 2.0 About the Audit
  • 2.1 Background
  • 2.2 Objective
  • 2.3 Scope
  • 2.4 Methodology
• 3.0 Findings and Recommendations
  • 3.1 Introduction
  • 3.2 Governance
    • Finding 1.0 Collaboration for Transfer Payment Programs
  • 3.3 Risk Management
    • Finding 2.0 Risk-Based Approach to Agreement Development and Monitoring
  • 3.4 Internal Control
    • Finding 3.0 Assessment of Performance Indicators
    • Finding 4.0 File Documentation of Monitoring Activities
• 4.0 Overall Conclusion
• Appendix A : Audit Criteria
• Appendix B : Management Action Plan

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