Intellectual Property Policy

A Study on the Patent Law Standard of Non-obviousness: Appendix 1

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1. Canadian Industrial Property Office

1.1 Mechanical

1.1.1 Claims Accepted

1.1.1.1 Solution to a Problem not Posed in the Prior Art

1) July 3, 1973
RE APPLICATION NO. 067,761 29 C.P.R. (2d) 116-123

The applicant sought to obtain a patent for a machine for stacking thin sheets of paper such as the print-out from computers at high speeds. The Examiner rejected all claims over the disclosure of a prior patent alleging that any improvement over the prior art came within the normal skill in the art. However, on appeal, it was decided that the applicant overcame a problem associated with stacking flexible documents, which was different from the problems of the prior art. The means and specific arrangements used to overcome these problems were different from that which went before. Thus, the Commissioner of Patents allowed the claims stating that:

In our view the applicant has made an advance in the art which is the result of a sufficient element of ingenuity to warrant allowance of the application: Merco Nordstrom Valve Co. et al. v. Comer ((1941), 1 C.P.R. 75 at p. 93, [1941] 2 D.L.R. 10, [1942] Ex. C.R. 138 at p. 155). The problems with which he was concerned were different than those of the citation, and the means and specific arrangements he has used to overcome those problems differ from what went before.

2) May 15, 1979
RE APPLICATION NO. 196,769 (NOW PATENT No. 1,082,652) 58 C.P.R. (2d) 95-100

The applicant sought a patent for a self-propelled material-handling vehicle. The examiner relied on prior art patents to show that no advance had been made in the prior art. However, at the appeal, it was noted that the prior art did not provide any teaching of what the applicant argued was his advance in the art, i.e., the manoeuvrability of his machine to operate "below grade surface". The decision stated in part:

We must remember that the inventive step may be in the idea or concept, or in the means of carrying out the idea or concept, or in a combination of both. We think that this application falls in the latter category and we are not persuaded, in view of the complete lack of teaching or even a suggestion of what the applicant regards as the advance in the art, that the applicant has not made a patentable advance in the art. It is without doubt a novel structure and in our view there is ingenuity present.

3) December 31, 1979
RE COLGATE-PALMOLIVE CO. APPLICATION No. 259,159, 56 C.P.R. (2d) 285-288.

The applicant sought to obtain a patent on an invention relating to flexible walled dispensing tubes. The examiner rejected the application, on the basis of a prior art patent, as being obvious.

At appeal, the applicant argued that the prior art did not contain any teaching of improved deadfold properties in laminate heat-sealed joints, and the problems attended thereto. The Patent Appeal Board and the Commissioner agreed with the applicant noting that the prior art was not concerned with this problem, and thus gave no solution to it. It was stated:

As mentioned above, Friedrichs was not concerned with this problem and it follows that he gave no solution for it.

To summarize, we find that there is present a novel combination and we are satisfied that there is ingenuity in the invention, because the several elements of the claimed combination co-operate to produce a highly desirable new result which, in our view, is not obvious.

4) May 7, 1981
RE APPLICATION FOR PATENT OF NORSK HYDRO A.S. (NOW PATENT No. 1,112,612), 67 C.P.R. (2d) 272-279

The applicant sought a patent for claims to an invention for a large sack made by double folding a single piece of woven material, folded over a transverse centre line, the fold line having a slit to provide a filling opening, and which is located between two parallel side edges. The prior art cited against the application were patents related to shopping bag construction. In this regard, the examiner stated:

Certainly, the mere use of a different material with obvious and known properties to construct a bag with a known structure cannot be considered inventive. Tying the bag with a cord at the top is indeed a well-known and old bag sealing method.

The examiner's final rejection was overturned in this decision, wherein it was stated:

At first blush the cited art appears to be very close to the present invention, but we must realize that the problems facing a person requiring a sack to hold up to "several tons" is quite different from those required for a single shopping bag.

The declarations by Messers. L.S. Hansen and E. Mykehust show the problems faced by the inventor, what was common in the art and the advantage and commercial success of the present invention.

1.1.1.2 Advantages from the Claimed Combination

1) July 17, 1974
RE APPLICATION No. 005,341 (NOW PATENT No. 1,006,418) 32 C.P.R. (2d) 62-66

The patent application related to backings for carpets. Ribbon-shaped warp yarns were interwoven at right angles with round-shaped weft yarns to form the carpet backing. The Examiner refused the claims over a Belgian patent disclosing a carpet backing of the same or similar materials. The Patent Appeal Board found that the prior art cited by the Examiner did not teach or suggest the combination explicitly defined in the claims. They further found that several important and unobvious advantages flowed from the concept of employing a relatively flat cross-section multifilament yard in the weft. They thus allowed the claims.

There are no reasons apparent why we should disagree with the applicant's argument that several important and unobvious advantages flow from the concept of employing a relatively "flat cross section" yarn for the warp, and a relatively "round cross section" multifilament yarn in the weft. For example, the applicant maintains that his backing has a lower weight per unit area, a lower cost, a better balance of strength and the fact that the piercing of the tufting needle will occur only, or substantially only, in the warp or flat yarns which can withstand the force much more readily than the round weft yarns.

2) June 28, 1976
RE APPLICATION NO. 150,074, (NOW PATENT No. 1,025,904), 41 C.P.R. (2d) 232-239

The applicant sought a patent for a pipe coupling arrangement wherein a sleeve ring of double sided emery cloth assists in retaining the two pipe members in position. The Examiner rejected the application based on the ground that the invention claimed was obvious having regard to the disclosure in earlier patents. The question before the Board and the Commissioner, which acknowledged that the applicant had developed a novel combination, was whether this novel combination involved an exercise of inventive ingenuity. On this point it was stated:

It has been authoritatively stated that the art of combining two or more parts into a new combination whether they be new or old, or partly new and partly old, so as to obtain a new result, or a known result in a better, cheaper, or more expeditious manner, is valid subject-matter if there is sufficient evidence of thought, design, ingenuity in the invention, and novelty in the combination. In a recent and as yet unpublished decision, Omark Industries Inc. et al. v. Sabre Saw Chain (1963) Ltd. April 14, 1976 [since reported 28 C.P.R. (2d) 119] for example, the Federal Court of Canada, in holding an improved saw chain to be patentable said, at p. 18 p. 133 C.P.R.:

The subject invention is simple, but is an improvement which eliminated "hooking" and substantially reduced "kickback" in the operation of a saw chain; and has enjoyed substantial commercial success. Neither the Cox nor the Merz patents show a safety or guard link (and this is admitted by the defendant) and do not constitute anticipation. On the evidence, the subject-matter of the subject patent is an advance in the art and therefore an inventive step.

It is also settled law that the matter of obviousness is to be judged by reference to the "state of the art" in the light of all that was previously known to persons versed in the art: see Allmanna Svenska Elektriska A/B v. Burntisland Shipbuilding Co. Ltd. ((1952), 69 R.P.C. 63 at p. 69).

The Applicant's combination was simpler and could be assembled more easily. Thus it was stated that simplification can constitute an exercise of inventive facility, sufficient to warrant the grant of a patent.

3) January 28, 1976
RE APPLICATION No. 115,016, (NOW PATENT No. 1,006,323), 39 C.P.R. (2d) 68-76

The applicant sought a patent for prefabricated shingle panels which can be assembled in courses to form a roof or a sidewall. The Examiner refused the application based upon the prior art and common general knowledge.

The Board found that there was no teaching or suggestion in the prior art of the large "overhang of the shingles on the backing board" used by the applicant to satisfy functional purposes. The slight overlap by the prior art was for "aesthetic reasons". On the other hand the applicant's larger overhang was a "key feature" of his invention.

It was thus stated:

It has been authoritatively stated that the art of combining two or more parts into a new combination whether they be new or old, or partly new and partly old, so as to obtain a new result, or a known result in a better, cheaper, or more expeditious manner, is valid subject-matter if there is sufficient evidence of thought, design, and ingenuity in the invention, and novelty in the combination: See Merco Nordstrom Valve Co. et al. v. Comer ((1941), 1 C.P.R. 75 at p. 93, [1941] 2 D.L.R. 10, [1942] Ex. C.R. 138 at p. 155).

 

We are satisfied, therefore, that claim 1 is directed to subject-matter which satisfies the requirement of sufficient evidence of ingenuity in the invention, and novelty in the combination. Nothing essential to the invention and necessary or material for its practical working and real utility can be found substantially in the prior publications: The King v. Uhlemann ((1949), 11 C.P.R. 26, [1950] Ex. C.R. 142, 10 Fox Pat. C. 24, p. 105-106). Claim 1 in our view should be allowed.

4) March 5, 1980 RE HAROLD H.A. DEBOR APPLICATION No. 284,006, 50 C.P.R. (2d) 105-113.

The applicant sought to obtain a patent relating to a discharger mechanism for discharging solids from beneath a pile of material within a hopper. The examiner rejected the application on the ground that no inventive improvement was evident in the application over the cited prior art.

At appeal, it was found that the applicant had overcome certain problems in the prior art using his novel combination. It was stated:

He basically overcomes these problems by using two stoker-rod mechanisms arranged side by side and reciprocating out of phase. In other words, the several elements of the claimed combination co-operate to produce a highly desirable improved result, which, in our view, is not obvious, because the claimed combination is clearly novel and, we believe, there is ingenuity in the invention.

5) April 15, 1980 RE STODDARD & SONS LTD., APPLICATION No. 274,857, 52 C.P.R. (2d) 130-135

The applicant sought to obtain a patent on an invention relating to an endless conveyer including a pulley arrangement for removing particulate material from the inner face of an endless belt in the conveyer. The examiner rejected the application on the grounds that it did not disclose an inventive step over the prior art.

The applicant amended the claims to include the limitation that the helical flights start at a different angular position about the shaft. To this amendment it was stated:

While this may roughly be shown by Bevan in a snow plough, it is new in the present combination, and for a totally different use. Another feature of the claims is that the flights define an unrestricted annular clearance about the shaft. This is not shown by the cited art.

To summarize, it is clear that the combination is novel and we are satisfied that the claims properly define the scope of monopoly of an invention described in the disclosure and illustrated in the drawings. It is our view that the several elements of the claimed combination co-operate to produce a highly desirable improved result which we believe is not obvious from the cited references.

6) July 17, 1980 RE APPLICATION OF FURNESS (NOW PATENT No. 1,110,036), 60 C.P.R. (2d) 281-285

The applicant sought a patent on a method of repairing the opening in the top of a bottle top mould. The examiner rejected the claims as obvious from the prior art.

In the decision at appeal, it was stated:

On the record before us, there is clearly a novel product produced, and in our view, there is ingenuity in the idea or concept of the invention because, the applicant has produced a highly desirable improved result not taught, or suggested, by the cited art.

7) November 6, 1980 RE APPLICATION FOR PATENT BY OCE-VAN DER GRINTEN N.V. (NOW PATENT No. 1,099,226), 69 C.P.R. (2d) 255-260

The applicant sought a patent for a claim directed to a collator for the collection of sheets, wherein the collating apparatus was placed above the working surface of the copying machine. The examiner refused the application based on prior art which taught a printing machine with an added collator. The applicant argued that a collator per se was well known in the art, but that the present combination was new and constituted an invention.

The Patent Appeal Board and the Commissioner agreed that the combination was patentable.

In our view there is sufficient ingenuity in thought and design of the present apparatus and the claim properly defines the scope of monopoly of an invention described in the disclosure and illustrated in the drawings.

8) November 24, 1980 RE APPLICATION FOR PATENT BY CAMPBELL (NOW PATENT No. 1,108,804), 69 C.P.R. (2d) 279-286

The applicant sought a patent for an invention relating to a combination wash basin and toilet fixture, in which the wash basin is hingedly mounted and adapted to swing over the toilet bowl. The Examiner rejected the application on the grounds that the invention was obvious.

At appeal, the applicant emphasized the advantages of his structure with respect to the plumbing, since there was no need for complex swivel joints to connect the tap to the water supply, such as was needed in the prior art. In response, it was decided:

Applicant's cabinet-mounted plumbing supply is consequently a simpler arrangement than that used in the cited art.

While it is a relatively simple step to use stationary water supply connection for a pivoting basin, still the art cited utilizes a complex swivel joint arrangement for this purpose. Consequently these may now present the necessary scintilla of invention to justify a patent, and we recommend that the final action be withdrawn.

9) January 19, 1981 RE APPLICATION OF WEIN (NOW PATENT No. 1,101,914), 60 C.P.R. (2d) 138-143

The applicant sought a patent on an invention relating to a refrigeration box-like structure made from panels of synthetic foam material. A slot extending longitudinally at the joint between two panels allows a strip of aluminum to be inserted to prevent diffusion. The examiner rejected the application as obvious over the prior art.

At appeal, it was concluded:

We have carefully reviewed the prosecution and studied the cited references. While Lackey does show a refrigeration box, the Monroe citation is concerned with strengthening the corners of a pallet box. Neither of these patents teaches or suggests the present claimed combination. In our view there is sufficient ingenuity in thought and design of the present apparatus and the claim properly defines the scope of monopoly of an invention described in the disclosure and illustrated in the drawings.

10) April 28, 1981 RE APPLICATION OF RICHARDSON et al. (NOW PATENT No. 1,117,302), 71 C.P.R. (2d) 268-273

The applicant sought a patent for an evaporator assembly for use in a vapour compression thermal transfer unit such as a heat pump. The decision reversed the examiner's rejection of the claims as being obvious over the prior art. In the decision it was stated:

There is clearly novelty in the combination and on the record before us, especially in view of the points raised by Mr. O'Gorman, we are satisfied that there is ingenuity in the invention, because there is no teaching nor suggestion of the present combination. This combination overcomes the problem of "ice deposit" on the evaporator. It also provides a buffer between the heat source and the evaporator so that the evaporator can operate in a near "moisture free" environment in a thermally conductive hermetically sealed container, which according to the applicant is most advantageous. In other words we are not prepared to recommend to the Commissioner of Patents that the applicant is not entitled by law to a patent in the present circumstances.

11) August 17, 1981 RE APPLICATION OF JACOBS (NOW PATENT No. 131,596), 75 C.P.R. (2d) 271-276

The applicant sought to obtain a patent for an invention directed to a portable spraying apparatus where a pressure tank is carried by an operator and wherein the pressure is supplied by air pumps which are attached to the feet of the operator. The important aspect of the invention was the positioning of the foot pumps between the heel and the ball of the foot of the user. The examiner rejected the claims over prior art disclosing a foot operated pump. The examiner stated that to select the position between the heel and the ball was a matter of elementary design, and not invention.

The applicant, however, argued that the placement of the pump was a patentable advance in the art. The applicant discussed many advantages in the particular location of the pump on the foot. The applicant further discussed the commercial success of the new combination. As a result the Patent Appeal Board and the Commissioner were satisfied that the application was directed to a patentable advance in the art.

As mentioned, none of the six references discussed at the hearing placed the pump in the instant location. The applicant claims many advantages from his new combination and also commercial success.

12) April 6, 1982 RE APPLICATION FOR PATENT OF PRINCE CORP. (NOW PATENT No. 1,140,241), 2 C.P.R. (3d) 223-228

The applicant sought a patent for an invention relating to an automobile visor which houses a transmitter of a radio-controlled garage door operating system. The Examiner rejected the application on the grounds that the claims were directed to an unpatentable aggregation rather than to a patentable combination.

The Patent Appeal Board and the Commissioner reviewed the jurisprudence concerning an aggregation and a combination. An aggregation may be considered as a mechanism or arrangement of elements each giving its own result, but without any unitary results flowing from that arrangement, whereas in a combination the elements of the combination combine so as to produce a result to which all the elements of the combination contribute their part. In the decision, it was stated:

In the applicant's visor frame structure a recess is required to house the transmitter. There is also a switch arrangement on the visor to supply power from the car battery. Mounting the transmitter in the visor frame housing does yield certain advantages which were stated above. In our view this represents a combination where all the elements contribute their part to produce a unitary result, which is reflected in proposed claims 1 to 6.

13) August 20, 1982 RE APPLICATION OF CARI-ALL INC. (NOW PATENT No. 1,157,063) 1 C.P.R. (3d) 568-576

The applicant sought a patent for a shopping cart having at one end an end gate with leg openings for children seated in the carts, and a collapsible seat frame construction. The panel was provided on the seat frame and was held in an upright position to cover the leg openings when no one was seated in the cart by the action of a spring means attached to the frame and the panel. The examiner rejected the claims based on prior art disclosures.

In the decision it was stated:

While we agree with the examiner that the straight-forward expedient of providing springs to retain something opened or closed is in everyday use, we must remember that improvements to known things may contribute towards a final combination which is a patentable advance in the art.

The Commissioner felt that certain claims should be considered allowable as the prior art did not disclose the aspects of the displacement and attachable portions of the coil spring means in a seat frame. Certain other claims, however, were rejected. These claims merely including the spring means without defining the inter-relationship of the structure were needed to achieve the desired result.

14) May 17, 1983 RE APPLICATION FOR PATENT OF EVANS PRODUCTS CO. (NOW PATENT No. 1,164,274), 2 C.P.R. (3d) 569-576

The applicant sought a patent for an invention relating to a freight-bracing system in a cargo-transporting vehicle. The applicant admitted that his device was simple in retrospective and referred to a number of court cases relating to simple inventive steps. These cases are summarized below:

Referring to a number of court cases in his text, Canadian Patent Law and Practice, Fourth Edition, Fox makes the following statement on page 65:

There may be invention in what, after all, is only simplification. Simplicity is, in itself, no objection to a patent: indeed, it may be actually a recommendation. The courts look with favour upon any slight change whereby an improvement is effected and find invention in it if they can, for slight alterations and improvements may produce important results and may disclose great ingenuity.

In the Federal Court Case, O'Cedar of Canada Limited v. Mallory Hardware Products Limited (1955), 15 Fox Pat. C 134, at page 152 [24 C.P.R. 103 at p. 123, [1956] Ex. C.R. 299], Thorson P. summarizes a number of decisions in supporting his findings that simplicity does not negate invention, as follows:

Consequently, there is help to be found in decisions indicating what should not be considered as a negation of inventive ingenuity. As examples of what I have in mind I refer to decisions to the effect that the simplicity of a device is not proof that it was obvious and that inventive ingenuity was not required to produce it. This negation of a common attack on the validity of a patent is found in many cases. An early leading statement was made in Vickers, Sons and Co. Limited v. Siddell (1890), 7 R.P.C. 272 where Lord Herschell said, at page 304:

If the apparatus be valuable by reason of its simplicity, there is a danger of being misled by that very simplicity into the belief that no invention was needed to produce it. But experience has shown that not a few inventions, some of which have revolutionized the industries of this country, have been of so simple a character that when once they were made known it was difficult to understand how the idea had ben so long in presenting itself, or not to believed that they must have been obvious to every one.

It may be that the invention is a small one, but slight differences in these cases sometimes produce large results. Patent Exploitation Ltd. v. Siemens Bros. N Co. (1904), 21 R.P.C. 541 at p. 549 per Lord Davey.]

Though simple, his device cannot be said to have been obvious. [Electrolier Mfg. Co. v. Dominion Mfrs. Ltd., [1934] 3 D.L.R. 657 at p. 661, [1934] S.C.R. 436 at p. 441 per Rinfret J. (as he then was).]

In the case on point, the Commissioner agreed with the applicant's arguments and decided that the claims were directed to a patentable invention.

...that the narrower, lighter stanchion system should be considered as an inventive departure from the know devices.

15) January 10, 1989 RE APPLICATION OF HEIDELBERGER DRUCKMASCHINEN AKTIENGESELLSCHAFT (NOW PATENT No. 1,257,051) 28 C.P.R. (3d) 377-384

The applicant applied for a patent for an invention for a motor drive for a rotary offset printing presses. The new combination eliminated elements in the prior art devices and retained effective results. However, the examiner rejected the application on the basis of a prior patent owned by the applicant.

At the appeal, the decision in Canadian General Electric Co., Ltd. v. Fada Radio, Ltd., [1930] 1 D.L.R. 449 at pp. 451-2, [1930] A.C. 97, R.P.C. 69 at pp. 88-9, was discussed wherein it stated:

The law on this subject is, in their Lordships' opinion, accurately summarized by Maclean, J., in his judgment. His statement is as follows, [1927] 2 D.L.R., at p. 917:-

There must be a substantial exercise of the inventive power or inventive genius, though it may in some cases be very slight. Slight alterations or improvements may produce important results, and may disclose great ingenuity. Sometimes it is a combination that is the invention; if the invention requires independent thought, ingenuity and skill, producing in a distinctive form a more efficient result, converting a comparatively defective apparatus into a useful and efficient one, rejecting what is bad and useless in former attempts and retaining what is useful, and uniting them all into an apparatus which taken as a whole is novel, there is subject-matter. A new combination of well-known devices, and the application thereof to a new and useful purpose may require invention to produce it, and may be good subject-matter for a patent.

The examining staff regarded the new combination as no more than a simplification of the patented structure by merely removing one gear and the actuating mechanism. However, it was decided in view of the direction provided in the case of Canadian General Electric Co., Ltd. v. Fada Radio, Ltd. ([1930] 1 D.L.R. 449 at pp. 451-2, [1930] A.C. 97, R.P.C. 69 at pp. 88-9), that

... the applicant has demonstrated independent thought and ingenuity in producing a combination that produces useful results. We believe there has been exercise of the inventive faculty to improve upon the known apparatus by changing from what had been accepted as the norm in the printing art to an arrangement that dispenses with previously required elements to achieve unexpected results. Moreover, the new combination produces effective results with reduced costs.

1.1.1.3 Commercial Success/Long Felt Want

1) October 24, 1974 RE APPLICATION NO. 048,296, (NOW PATENT No. 955,716), 32 C.P.R. (2d) 32-37

The applicant sought to obtain a patent for an apparatus for detachably mounting an auxiliary wheel coaxially to a vehicle wheel. Independently releasable clamps secured the auxiliary wheel rim to the vehicle wheel rim and a spacer ring was inserted therebetween. The Examiner rejected the application in view of the disclosure contained in prior issued patents.

On appeal it was noted that the type of rim used by the applicant had a different configuration from that of the prior art patents. At the hearing, the applicant emphasized that his device had been commercially successful as evidenced by sales, and by the fact that it had completely replaced prior devices. It was stated that:

While evidence of commercial success by itself does not necessarily demonstrate invention, the step taken by the applicant indicates that it must have fulfilled to some degree "a long felt want", for the French Patents are over 60 years old.

On the matter of commercial success, it was stated by Thorson, P., in The King v. American Optical Co. (1950), 13 C.P.R. at p. 113, [1950] Ex. C.R. 344, 11 Fox Pat. C. 62 at p. 89:

I agree ... that the main reason for its success was that it was superior to the older constructions...

Under all the circumstances, I am of the view that the commercial success of [the invention] is strong evidence that its production was the result of an inventive step...

(Emphasis added.)

The Board is therefore satisfied that there is present a degree of ingenuity which was the result of thought and experiment on the part of the applicant.

2) June 16, 1975 RE APPLICATION No. 038,715, (PATENT No. 985,521), 35 C.P.R. (2d) 195-201

The applicant sought a patent for a lower-body garment or pantyhose, which was knitted in a single intrical tubular form seamless throughout its length. The Examiner refused the application for patent based in part on prior art.

At the hearing, the applicant agreed to combined claim 1 and 2 to overcome the prior art objection. The Board stated in part:

We are fully satisfied that the claims before the examiner at the time of the final action were objectionable, and quite properly refused. The Board however has been presented with the additional affidavitory evidence, testifying to the unexpected results flowing from the applicant's invention (when fully defined). That invention has won wide acceptance, and as indicated previously, 31 licences under it have been taken out by competitors. It has had early and extensive success commercially. All of these considerations persuade us that inventive ingenuity has been exercised.

3) December 4, 1979 RE APPLICATION No. 173,735, 49 C.P.R. (2d) 255-262

The applicant sought a patent for a wall assembly where the wall panels were fastened to the stubs by an adhesive tape which quickly permits easy installation and dismantling of the walls. The examiner rejected the application upon prior art patents.

At the hearing, the applicant presented arguments over the prior art and emphasized that his device had been very commercially successful, and referred to its extensive use. On the issue of commercial success the Board stated:

While evidence of commercial success by itself does not necessarily demonstrate invention the results obtained by the applicant company indicates that it must have fulfilled, to some degree, a "want" for this type of panel fastening arrangement. While the concept of removable panel means is shown in the British patent, we are unable to find any indication of commercial use of the magnetic attraction attachment means taught in it. There is no doubt that building material supply industry is very competitive and since applicant is a relatively small company it would not have had the capacity either to monopolize this field or to push expensive sales campaigns. Nor are the users of the invention likely to be influenced by advertising pressures. We have come to the conclusion consequently, that a major reason for the commercial success of this invention is its practical success, one which results in significant labor-saving costs during removal and reinstallation.

1.1.1.4 Substitution Involving Inventive Ingenuity

1) May 16, 1974 RE APPLICATION No. 010,866 (PATENT No. 973,863) 32 C.P.R. (2d) 105-113

The applicant sought to obtain a patent on claims directed to the use of a plurality of seamless gores of unwoven spunbonded fibrous material having substantially equal elongation in all direction in response to tension and means for connecting the gores to form a parachute canopy. The Examiner rejected the claims based on the grounds that the application was directed to a mere substitution of materials.

In this decision guidelines were set forth as to the criteria for determining whether a substitution of one material for another involved inventive ingenuity. Inventive ingenuity may be present if:

  1. A change or variation in the construction of an article or apparatus is rendered necessary by reason of the use of a particular kind of material not previously used for the purpose in mind.
  2. The use in a particular article or apparatus of a known material not previously used for the purpose is due to a hitherto unknown and unsuspected property of the material.
  3. The adaptation of the known material to a particular article or piece of apparatus, leads to a new departure in the technique of the production of the article or apparatus; or
  4. A known material is used in an article or apparatus when it had not previously been so used, and such utilization depends on previously known properties of the material, provided the new use results in an unexpected advantage, or unexpectedly avoids a known disadvantage."

In the case on point, criteria number 4 was relevant. The applicant submitted that the discovery that spunbound material could be successfully used in making parachutes would be contrary to expectations. In the Patent Appeal Board decision the rationale of the Court in Van Heusen Products Inc. et al. v. Tooke Bros. Ltd., [1929] Ex. C.R. 89 at p. 97 was referred to, wherein it was stated:

There is no invention in a mere adaption of an idea in a well known manner for a well known or clear purpose in a well known art, without ingenuity...

(emphasis added) and at p.99 [quoting Lord Lindley in Gadd and Mason v. Mayor, etc., of Manchester (1892), 9 R.P.C. 516 at p.524]:

A patent for the mere new use of a known contrivance, without any additional ingenuity in overcoming fresh difficulties, is bad, and cannot be supported. If the new use involves no ingenuity, but is in manner and purpose analogous to the old use, although not quite the same, there is no invention.

(Emphasis added)

The Board went on to say:

... that substitution of material in which there is served no function or purpose different from the old use, does not merit the distinction of a patent monopoly unless the inventor is the first to see practical difficulties overcome (or advantages gained) as a result of his own ingenuity: see also Somerville Paper Boxes Ltd. et al. v. Cormier et al., (1939), 2 C.P.R. 181 [1941] Ex. C.R. 49. In the instant application the purpose and function of the "spunbonded material" is different from any previous suggested use for it, and therefore the application does not fail for this reason.

2) May 29, 1981 RE APPLICATION FOR PATENT OF S.E.R.A. HUSSON SOCIETE D'ETUDES ET REALISATIONS AERODYNAMIQUES (NOW PATENT No. 1,124,964), 71 C.P.R. (2d) 258-263

The applicant sought a patent for an invention for a system of connecting an exchanger tube to a perforated plate by means of a ring of resilient material. The examiner found that the device in the present application was similar in shape and performed its tasks in a similar manner to that of the prior art. The examiner acknowledged that the slight change such as resilience of material of construction and the degree of sealing were such things that would be of an expectant skill of one in the art, and hence not of patentable significance.

The Patent Appeal Board and the Commissioner stated:

We appreciate the examiner's concern with the substitution of the material question that arises due to applicant's selection of resilient material over the applied reference. However, applicant's structure adds the feature that the second sleeves bear laterally one against another to achieve a non-sagging disposition of the rings, while at the same time sealingly retaining the tubes. This feature is not present in either the Swiss patent, or in the Gustafson patent.

We have considered the arguments made and are of the opinion that the combination of resilient rings positioned in a plate both to support tubes and to contact one another to prevent sagging under operating conditions cannot fairly be construed from the references of record before us. This produces special advantages which we believe render the invention patentable over the art cited, and which is not obvious from that art.

1.1.1.5 Surprising Results

1) March 11, 1990 RE APPLICATION FOR PATENT BY TURNER (PATENT No. 1,093,051) 59 C.P.R. (2d) 260-264

The applicant sought a patent for a ceramic catalyst support for use in automotive pollution control systems. The examiner rejected the claims and relied upon a prior art patent having the same object as the applicant, namely, the production of a high surface to weight structural component as a catalyst support for use in automotive pollution control systems.

At appeal, it was noted that the applicant stated in his disclosure that:

All prior art attempts at producing closely packed ducts in cordierite articles have produced articles that exhibit a transverse strength of about 50 PSI along one transverse axis."

In the decision, it was concluded that in view of the surprising results, the application should be accepted. Specifically, it was stated:

This, in our view, is surprising and in the absence of any evidence to the contrary, we believe we should accept the applicant's statement. ... Applicant does not, of course, have to know the reason why he gets greater strength, only that he does.

1.1.2 Claims Rejected

1.1.2.1 Workshop Improvement

1) October 12, 1972 RE APPLICATION 063,607 12 C.P.R. (2d) 148-152

The patent application was directed to a control system for a dryer apparatus. According to the disclosure, after the supply means and belt means were shut off, the blower fans were shut off before the suction fans. The object of the invention was to prevent dispersal of fibers, thus the thrust of the alleged invention related to the sequence of operating the fans. In the decision, the Commissioner reviewed the decision of Somerville Paper Boxes Ltd. et al. v. Cormier et al., (1939), 2 C.P.R. 181 [1941] Ex. C.R. 49, which stated that:

In order that a new use of a known device may constitute the subject-matter of an invention, it is necessary that the new use be quite distinct from the old one and involve practical difficulties which the patentee has by inventive ingenuity succeeded in overcoming; if the new use does not require any ingenuity but is in a manner and purpose analogous to the old use, although not exactly the same, there is no invention.

The Commissioner went on to say that there is no patentable subject matter in adapting a known device to an analogous use, even if the adaptation has utility, and a certain degree of novelty, unless there are difficulties to be overcome or advantages to be gained and there is ingenuity in making the adaption (Burt Business Forms v. Autographic Register, [1932] Ex. C.R. 39).

The Commissioner recalled the question of obviousness put forward in Vickers, Sons and Co. v. Siddell (1890), 7 R.P.C. 292, wherein it was stated:

Is the invention so obvious that it would at once occur to anyone acquainted with the subject and desirous of accomplishing the end?"; and in Savage v. Harris (1896), 13 R.P.C. 364 at 370 in which the question to be considered is whether the alleged discovery lies so much out of the track of what was known before or not naturally to suggest itself to anyone thinking on the subject. It must not be the obvious or natural suggestion of what was previously known. (emphasis added)

In the decision, the Commissioner considered:

... that the solution claimed by the applicant is one that would naturally have occurred to persons of ordinary intelligence and acquainted with the subject-matter who gave his mind to the problem. It is merely an exercise of expected skill, even though the idea might well be a meritorious one, for a person versed in the art to operate the fans in a manner to prevent dispersal of the fibers, and it falls within the category of patent which concerned the Supreme Court in the above quotation from Crosley Radio Corp. v. Can General Electric Co.. ([1936] 3 D.L.R. 737, [1936] S.C.R. 551).

2) July 7, 1975 RE APPLICATION No. 103,770 35 C.P.R. (2d) 241-246

The applicant sought to obtain a patent for a stove having a carriage including an oven door, slidable into and out of the oven, wherein the stove was provided with a ballast weight in the form of a flat rectangular member mounted between two upright frame members at the rear of the appliance. The Examiner rejected the claims on the basis of common general knowledge and the prior art.

The Board and the Commissioner refused the application stating that:

When the applicant created the problem of instability, he selected one of the many obvious solutions to overcome that problem. It is a fact that both simple and complex counterweights are used in nearly every mechanical art to provide stability. In our view, therefore, any inventive step would have to reside in the use of an inventive skill to overcome the installation problem.

and

He has overcome the instability of the stove by adding ballast in the same manner as is employed in any mechanical art, and which was shown in the cited reference. The function and use of counterweights are well known and any technician with ordinary skill in his art would use a counterbalance if it serves his purpose better or more economically than other obvious alternatives.

The applicant argued that there was a long felt want for the invention in question, and that the invention had a commercial success. It was recognized that commercial success can be dependent upon many factors. On this point it was stated:

In our view the appearance of the stove in general, colour, lights, dials, etc., and the pull-out oven feature would enhance the sale of the stove. It would not result from a concealed counterweight, about which most buyers would be unaware. In any event the claims do not relate to a pull-out oven, nor does the applicant deem this a novel feature.

3) October 22, 1979 RE APPLICATION NO....118, 50 C.P.R. (2d) 136-144

 

The applicant sought to obtain a patent for a wrench having two gripping heads at opposite ends of the handle, each head being secured to the handle by universal joints. The examiner rejected the applicant's wrench as obvious in view of the prior art. The Examiner argued that it was merely a matter of expected skill to provide the second pivot axis in the place where applicant had provided it.

The decision stated in part:

We have considered all the arguments presented and have carefully reviewed the application in an effort to find a description of subject-matter which can be considered as an invention. In our view the differences, as discussed above, are such as can fairly be held to be within the stride of a competent technically qualified practitioner in the relevant art applying his mind to the problem, if indeed any problem existed in view of the cited patents, especially the patent to Meldrum. We are therefore not persuaded that a patentable advance in the art has been made. It follows that the claims, which must characterize any invention described in the disclosure, fail to define patentable subject-matter and no patent may be granted.

4) May 15, 1980 RE APPLICATION OF GENERAL ELECTRIC CO. (PATENT No. 1,106,628), 60 C.P.R. (2d) 248-254

The applicant sought a patent relating to a heat-exchange device applicable to a refrigeration system suction line/capillary tube assembly providing heat exchange between the cool gaseous refrigerant conveyed by the suction line and the warm liquid refrigerant conveyed by the capillary tube. The Examiner rejected the claims as obvious.

The reported decision acknowledged that the combination claimed as an apparatus was novel, but it did not define patentable subject matter. The use of dissimilar metals to reduce the cost would be obvious to one skilled in the art, and could not support the apparatus claims. The use of ribs in the suction tube which may be deformed to grasp the capillary tube was also well known in the art. The location of the capillary tube within the suction line was also disclosed in the prior art.

5) April 6, 1982 RE APPLICATION FOR PATENT BY MAZELIE, 73 C.P.R. (2d) 129-136

The applicant sought a patent for an invention relating to a smoker's lighter which had a chamber for receiving the ashes of a cigarette. The examiner rejected the application on the ground that the claims defined an aggregation and failed to claim a patentable advance over the prior art.

In the decision various jurisprudence was reviewed relating to the question of a workshop improvement. These comments are found below:

...we think the comments of Justice Jackett in Leithiser et al. v. Pengo Hydra-Pull of Canada Ltd. (1974), 17 C.P.R. (2d) 110 at p. 115, [1974] 2.F.C. 954, 6 N.R. 301, are applicable when he stated:

...there is a further requirement that the thing claimed as an invention must be the result of inventive ingenuity and not a mere "workshop" improvement or development. See Com'r of Patents v. Farbwerke Hoeschst Aktiengesellschaft vormals Meister Lucius & Bruning (1963), 41. C.P.R. 9, [1964] S.C.R. 49, 25 Fox Pat. C. 99.

This view was also expressed by Justice Maclean in Niagara Wire Weaving Co. v. Johnson Wire Works Ltd. (1939), 1 C.P.R. 229 at p. 243, [1939] Ex. C.R. 259 at p. 273, [1939] 3 D.L.R. 285, where he said:

Small variations from, or slight modifications of, the current standards of construction, in an old art, rarely are indicative of invention; they are usually obvious improvements resulting from experience and the changing requirements of users.

and at p. 246 C.P.R., p. 276 Ex. C.R.:

No step is disclosed there which could be described as invention. There is not, in my opinion, that distinction between what was known before, and that disclosed... that called for that degree of ingenuity requisite to support a patent. If those patents could be supported it would seriously impede all improvements in the practical application of common knowledge.

1.1.2.2 New Use of an Old Process or Analogous Use Where There is No Novelty or Invention in the Adaptation of the Old Process

1) November 8, 1971 RE APPLICATION No. 002,722, (NOW PATENT No. 935,889), 15 C.P.R. (2d) 245-249

The application was directed to an improved method of continuously fabricating an elliptical waveguide for electrical apparatus from a generally round tubing. The Examiner rejected the claims over prior art, stating that there was no invention in making an elliptical-shaped tube from circular-shaped stock by using conventional methods of tube forming.

In the decision of the Patent Appeal Board and the Commissioner it was stated:

It is well-established that a patent cannot be granted for a new use of an old process unless there be some novelty or invention in the adaptation of the old process to the new use, or the overcoming of some difficulty which lay in the way of such application. I am satisfied that the mere reference to a waveguide in the claim does not impart novelty to the process, as the process, with the same ingredients, does exactly what it has done before in the forming of tubing.

2) March 1, 1974 RE APPLICATION NO. 079,635 31 C.P.R. (2d) 260-268

The applicant sought a patent on an invention relating to a valve for closing a passage in a connection socket or box, the passage communicating with a suction system. The Examiner rejected the application for lack of an inventive step over three prior art references. The claims sought by the applicant referred to a spring biasing the valve flap which was not shown in the main reference. However, it was shown in a secondary reference and, therefore, was considered common knowledge in the art.

The Board of Appeal and the Commissioner stated as follows:

In view of the prior knowledge disclosed in the art, and in view of the similarity of purpose and mode of application of the applicant's invention and the prior art, (Pope Appliance Corp. v. Spanish River Pulp & Paper Mills, Ltd., [1926] 3 D.L.R. 902 at p. 915, [1927] Ex. C.R. 28 at p. 42 [affd [1928] 1 D.L.R. 313, [1928] S.C.R. 20; revd in the result [1929] 1 D.L.R. 209, [1929] A.C. 160, 46 R.P.C. 23]) the Patent Appeal Board was satisfied that the applicant had not made a patentable advance in the art. While the idea might be creditable it lacks the prerequisite of inventive ingenuity. It comes within the category of a matter to which the Supreme Court referred in Crosley Radio Corp. v. Can. General Electric ([1936] 3 D.L.R. 737, [1936] S.C.R. 551), when it is stated: "...we do not think 'the inventive element necessary to constitute subject-matter is made sufficiently evident'".

3) July 16, 1975 RE A METHOD OF REMOVING LEAD FROM STEAM STILLS, 35 C.P.R. (2d), 262-266.

The application was directed to a method for removing a lead deposit formed on the surface of a steam still by means of a water jet wherein the velocity of the stream of between 400 and 1,300 ft. per second. The Patent Appeal Board and the Commissioner rejected the claims stating that the invention is an obvious extension of state of the art of cleaning a variety of surfaces using a jet of liquid. Although the prior art cited was directed to a different use, the use is analogous. It was stated in part:

If one works with a hard deposit he will use a high pressure jet of fluid. This, in our view, is an obvious extension of the state of the prior art of cleaning a variety of surfaces using a jet of liquid. It is not denied that the prior art is directed to a different use. The use, however, is analogous and expected skill in view of the wide range of common use of high pressure fluid jets for cleaning. Workman using a jet of fluid to clean any surface should normally experiment with pressures, angle of the jet, velocities and distances to get the best results. The applicant is concerned with the removal of a "lead ring" from the walls of a still. The applied references, however, describe the application of a high pressure jet of liquid employing comparable ranges of pressure and velocity of the jets, and similar way of its application in the removal of various deposits of comparable hardness and tenacity. It is therefore obvious that this method could be applied to any deposit whether it is a lead ring or other incrusted materials.

1.1.2.3 Substitution in an Obvious Manner

1) October 13, 1971 RE APPLICATION No. 021,626, (NOW PATENT No. 914,401), 10 C.P.R. (2d) 79-83

The applicant sought to claim a linear measuring instrument with means for magnetically holding a crank arm. The Applicant argued that the use of a magnet as a securing device when applied to the known winding tape measure under the circumstances was not obvious.

The Patent Appeal Board and the Commissioner stated in part:

This, in my opinion, is clearly mere substitution in an obvious manner, and is merely taking advantage which is to be expected as a result of the well known purpose to which magnets may be used. This is, the action or effect of none of the elements embraced by the combination is modified in any material way by the fact that a magnetic means has been used instead of the spring means.

The applicant stated that the device had been commercially successful, however on this issue it was stated:

Commercial success may assist in determining the presence of invention in cases of substantial doubt, but in all cases it must be viewed with caution as such success may well be due to causes extraneous to the invention.

2) October 2, 1974 NIXON v. COMMISSIONER OF PATENTS, 18 C.P.R. (2d) 54-59.

The application related to a wheel balancing device comprising a tube of rectangular cross-section containing a number of cylindrical weights and a dampening fluid. The tube was attached to the peripheral rim of a wheel so that when the wheel rotates the weights are free to roll in the tube, responsive to centrifugal forces to correct any imbalances. The Examiner refused the application for lack of inventive ingenuity.

In the decision of the Patent Appeal Board and the Commissioner it was stated that all the applicant had done was to:

...select an alternative that would naturally occur to a competent person desiring to provide an increased weight/damping fluid mass ratio to correct an amount of static imbalance, and the greater the imbalance the greater the weight/damping fluid mass ratio (or vice versa as in Louden [the prior art]).

and

...appellant's specification involved no exercise of inventive ingenuity and was an obvious alternative for one skilled in the art to try for the purpose of increasing the weight of the mass at the point where counterweight is required and improving on the operating qualities of currently available devices.

In arguing the case the applicant tried to rely on the commercial success of the device. To this it was said:

While the commercial success may assist in determining the presence of invention in cases of substantial doubt, jurisprudence has viewed it with caution as such success may be due to causes extraneous to the invention.

3) December 18, 1975 RE APPLICATION No. 140,805, (NOW PATENT No. 1,008,335), 37 C.P.R. (2d) 173-179

The applicant sought to obtain claims relating to an apparatus which contains a breathable mixture of gas for a prolonged period. The apparatus was directed to a combination of hollow coil of pressure resistant tubing containing a breathable gas at high pressure, and a pressure gauge and means of controlling the output of gas to the user.

The combination was shown to be old by the prior art patents. The decision in part stated:

We are satisfied that claims 1, 2 and claim 4 in so far as claim 4 is dependent upon claim 1, fail to disclose a patentable advance in the art. The applicant has achieved a result with a change only in form, doing the same thing in the same way, by substantially the same means, as is taught in the prior art (Lowe-Martin Co. Ltd. et al. v. Office Specialty Manufacturing Co. Ltd. [1939] Ex. C.R. 181).

4) January 6, 1976 RE APPLICATION No. 055,435, (NOW PATENT No. 998,663), 38 C.P.R. (2d) 19-25

The applicant sought a patent for a method and apparatus for mixing molten liquids with a reciprocating paddle which moves quickly in one direction and slowly in another. The rejection was based on the ground that the invention claimed was not patentably different from the prior art.

The Board found that the essential difference of the application from the prior art resided in the shape of the plunger. The applicant argued that the particular shape of his plunger promoted the desire rectilinear and unidirectional flow of the liquid. The Board, however, stated:

The shape of a device, however, only has patentable merit when such shape results in some "unobvious" functional effect or result.

and

We think that the following quotation of Maclean, J., in Niagara Wire Weaving Co. Ltd. v. Johnson Wire Works Ltd. (1939), 1 C.P.R. 229, [1939] 3 D.L.R. 285, [1930] Ex. C.R. 259, [affirmed 1 C.P.R. 246, [1940] 4 D.L.R. 576, S.C.R. 700] at p. 243 C.P.R., p. 273 Ex. C.R., is pertinent.

Small variations from, or slight modifications of, the current standards of construction, in an old art, rarely are indicative of invention; they are usually obvious improvements resulting from experience, and the changing requirements of users.

and at p. 246 C.P.R., p. 276 Ex. C.R.:

No step is disclosed there which could be described as invention. There is not, in my opinion, that distinction between what was known before, and that disclosed by Lindsay, that called for that degree of ingenuity requisite to support a patent. If those patents could be supported it would seriously impede all improvements in the practical application of common knowledge.

The comments of the Court, in Lowe-Martin Co. Ltd et al. v. Office Specialty Mfg. Co. Ltd., [1930] 4 D.L.R. 918 at pp. 922-3, [1930] Ex. C.R. 181 at p. 187, are also of interest: "The mere carrying forward of the original thought, a change only in form, proportion or degree, doing the same thing in the same way, by substantially the same means, with better results is not such an invention as will sustain a patent" (p. 922 D.L.R., p. 187 Ex. C.R.), and "It is always necessary to consider the rights of the general public to avoid monopolies on such simple devices as would occur to anyone familiar with the art."

5) January 4, 1979 RE APPLICATION OF LEYKAM-MURZTALER PAPIER U. ZELLSTOFF A.G., 57 C.P.R.(2d) 110-115

The applicant sought a patent for an invention for a timber chute made of plastic material rather than a conventional wood or steel chute. The examiner refused the application on the grounds that it was obvious to substitute plastic for conventional materials used in a timber chute.

The various jurisprudence relevant to the case was reviewed, and guideline were stated for determining whether a substitute of one material for another material has involved the exercise of inventive ingenuity. The criteria is set forth below:

  1. a change or variation in the construction of an article or apparatus is rendered necessary by reason of the use of a particular kind of material not previously used for the purpose in mind;
  2. the use in a particular article or apparatus of a known material not previously used for the purpose is due to a hitherto unknown and unsuspected property of the material; or
  3. a known material is used in an article or apparatus when it had not previously been so used, and such utilization depends on previously known properties of the material, provided the new use results in an unexpected advantage, or unexpectedly avoids a known disadvantage.

6) December 14, 1979 RE APPLICATION FOR PATENT BY KURT A.G. JACOBSSON (PATENT No. 1,094,790) 56 C.P.R. (2d) 128-134

The applicant sought a patent for a thread-supply device for textile machines. The examiner rejected the application as not inventive over the prior art. In part, the examiner stated that the thread-control element described in the rejected claims, was only a mechanical equivalent of the prior art, and thus not a patentable advance.

At appeal, the Patent Appeal Board and the Commissioner agreed with the Examiner and stated:

We are not satisfied that the change in location of the thread-control element and the selection of a horizontal pivoting movement in lieu of the vertical pivoting movement is directed to subject-matter which can be considered as a patentable advance in the art. If there was a problem to be solved, for example to save space, a person skilled in the art should be able to solve it without any degree of inventive skill. This claim, in our view, should be refused for the reasons stated.

7) September 3, 1976 RE APPLICATION No. 108,271, 46 C.P.R. (2d) 100-109

The applicant sought a patent for a fare box for use in public transportation systems wherein the fare box had a cash box receptacle area which was adapted to receive a removable cash box. The box was designed to prevent pilfering as it was automatically locked on removal from the fare box. The examiner rejected the application based on two prior U.S. patents.

The Patent Appeal Board and the Commissioner agreed that increased security may flow from putting a plurality of devices where previously only one device existed. This increased security, however, flows from an idea lacking any patentable merit. On this point, the Commissioner referred to Drysdale and Sidney Smith & Blyth Ltd. v. Davey Paxmon & Co. (1939), 55 R.P.C. 95 at p. 113, where Luxmoore, J. said:

An attempt was made to displace the argument that the invention lacked subject-matter by setting up a number of advantages which were alleged to result from the user of the device: but no ingenuity is involved in the application of the idea, no amount of proof of its practical utility can save it from being invalid for want of subject-matter.

The comments of the court in Lowe-Martin Co. Ltd et al. v. Office Specialty Mfg. Co. Ltd., [1930] 4 D.L.R. 918 at pp. 922-3, [1930] Ex. C.R. 181 at p. 187, were also pertinent:

The mere carrying forward of the original thought, a change only in form, proportion or degree, doing the same thing in the same way, by substantially the same means, with better results is not such an invention as will sustain a patent" and "It is always necessary to consider the rights of the general public to avoid monopolies on such simple devices as would occur to anyone familiar with the art.

1.1.2.4 Combination Does Not Provide a Result; Mere Aggregation

1) April 28, 1975 RE APPLICATION No. 115,583 (PATENT No. 993,739, 24 C.P.R. (2d) 165-171

The applicant sought to obtain a patent on an automated poultry feeder for providing a predetermined quantity of feed at prescribed periods during the day. Although the combination was novel, it was not felt that the claims displayed any inventive ingenuity.

The Board recognizes that when assessing an alleged invention the combination of a claim as a whole must be considered. None the less even if the combination in the claims be novel, it in our view lacks the prerequisite of inventive ingenuity. No result has been achieved which can be considered to have flowed from an inventive step.

2) February 1, 1977 RE APPLICATION FOR A SWAGING TOOL BEING APPLICATION No. ---573, 56 C.P.R. (2d) 120-128

The applicant sought to obtain a patent for a hose-coupling apparatus for swaging a fitting to the hose end. The examiner relied upon a prior art disclosure of the use of a hand operated swaging arrangement for coupling a hose end and fitting.

On appeal, it was stated:

In our own view the structure recited in the claims comes within the interdiction expressed by Maclean J. in Niagara Wire Weaving Co. Ltd. v. Johnson Wire Works Ltd. (1939), 1 C.P.R. 229 at p. 243, [1939] 3 D.L.R. 285, [1939] Ex. C.R. 259 at p. 273 [affirmed 1 C.P.R. 246, [1940] 4 D.L.R. 576, [1940] S.C.R. 700]:

Small variations from, or slight modifications of, the current standards of construction, in an old art, rarely are indicative of invention; they are usually obvious improvements resulting from experience and the changing requirements of users.

And at p. 246 C.P.R., p. 276 Ex. C.R.:

No step is disclosed there which could be described as invention. There is not, in my opinion, that distinction between what was known before, and that disclosed by Lindsay, that called for that degree of ingenuity requisite to support a patent. If those patents could be supported it would seriously impede all improvements in the practical application of common knowledge.

The applicant emphasized the commercial success of his device, however, it was stated:

We must remember, however, that commercial success by itself, without the solution of a problem in an inventive manner, is not sufficient to establish subject-matter: see The King v. Uhlemann Optical Co. (1949), 11 C.P.R. 26, [1950] Ex. C.R. 142, 10 Fox Pat. C. 24 [affirmed 15 C.P.R. 99, [1952] 1 S.C.R. 143, 12 Fox Pat. C. 65].

It was decided that no new result had been achieved in the patent nor any results which could be considered to have flowed from an inventive step, and thus, the examiner's final action was affirmed.

1.2 Chemical

1.2.1 Claims Accepted

1.2.1.1 Advantages From the Claimed Combination

1) November 24, 1980 RE APPLICATION FOR PATENT OF LUMMUS CO. (NOW PATENT No. 1,109,388) 59 C.P.R. (2d) 228-233

The applicant sought a patent for claims to the liquefaction of natural gas. The examiner rejected the application based upon disclosures in the prior art. One prior art patent, unlike the application at issue, was concerned with the liquefaction of lean natural gas. The other patent relied upon by the Examiner was addressed to a process that prepared natural gas for a pipeline which was to remain in the gaseous phase rather than the liquid phase.

In the decision at appeal, the Patent Appeal Board and the Commissioner, in reviewing the prior art, acknowledged that the recovery with the prior art was approximately 45% as compared to a yield of 90% recovery with the present application. They thus stated:

Clearly then this represents a highly desirable improvement and, in our view, shows sufficient ingenuity to justify a patent. For these reasons, we believe the Commissioner ought not to refuse a patent: Crosley Radio Corp. v. Canadian General Electric Co. Ltd., [1936] 3 D.L.R. 737 at pp. 743-4, [1936] S.C.R. 551 at p. 559.

1.2.1.2 Commercial Success/Long Felt Want

1) December 30, 1980 RE APPLICATION FOR PATENT OF PEACOCK LABORATORIES, INC. (NOW PATENT No. 1,108,021), 58 C.P.R. (2d) 193-196

The applicant sought a patent containing combination claims directed to an invention whereby silver salts were reduced to silver in the presence of polyhydric alcohols. The examiner relied upon the disclosure in a prior document which was directed generally to an oxidative decomposition of polyhydric alcohols in an ammoniacal silver solution.

It was stated in the decision of the Patent Appeal Board and the Commissioner, on appeal, that there was no evidence that the combination of the prior art would work in the applicant's process.

It is our view that none of the above combinations are taught by the cited reference. In other words, the rejected claims define novel compositions and the novel practical application of a discovery which the applicant has made. In the circumstances this is all that is required of the applicant.

1.2.1.3 Surprising Results

1) February 5, 1981 RE APPLICATION OF LIPHA, LYONNAISE INDUSTRIELLE PHARMACEUTIQUE (NOW PATENT No. 1,116,076)

The applicant sought a patent for an invention directed to a rodenticidal composition. The examiner rejected the application in view of prior art.

The effective compound was mixed with a volatile co-solvent miscible with glycol. The applicant amended the claims to recite a particular useful co-solvent. The applicant argued that the claims were directed to a selection-type monopoly which resulted in excellent and unexpected results. The cited reference did not teach the use of the co-solvent, and thus the claims were allowed. The decision stated in part:

The co-solvent is defined in a weight ratio selected to provide a greater solubility of the compound than when used with glycol alone. The cited reference does not teach the use of a co-solvent.

The evidence produced by Mr. Marcoux during the hearing shows that the active ingredients have low solubility in other glycols which are used as solvents in this application, and that the presence of a second solvent such as acetone does indeed increase the concentration with out sacrificing the stability. These claims, in our view, avoid the cited references.

2) August 27, 1982 RE APPLICATION OF LILLY INDUSTRIES LTD. (NOW PATENT No. 1,156,851), 2 C.P.R. (3d) 162-167

The applicant sought a patent relating to a combination of two know herbicides and an inert carrier. The examiner rejected the application on several grounds. One being that the herbicides were known and the disclosure did not establish a synergistic effect in combining these known compounds.

At appeal, the Patent Appeal Board and the Commissioner stated in part:

We find no indication in either of the cited references that the known active compounds described individually, one in each reference, would provide an enhanced effect when used together and we find no suggestion that they should be so used. Since we accept the applicant's statement that there is, in fact, such an unpredictable and surprising effect in light of the knowledge of the separate effects of the active constituents, the board is of the opinion that the rejection of claims 1 to 5 and 7 to 10 for lack of invention should not be upheld.

1.2.2 Claims Rejected

1.2.2.1 Workshop Improvement

1) May 25, 1973 RE APPLICATION No. 056,234, 31 C.P.R. (2d) 60-64

The applicant sought a patent containing claims for a process for dewaxing fresh coffee. The examiner rejected the claims in view of two prior art references. On appeal the Commissioner agreed with the examiner that the claims did not represent an advance in the art. In part it was stated:

Furthermore, taking into consideration the teaching of the two cited patents, and the teaching of Sivetz which discusses thoroughly the coffee processing technology, we find that the step claimed by the applicant of removing undesirable elements, which are known to produce clogging, from a solution prior to usage in a freeze concentration process is obvious to one skilled in the art. Likewise, it is also held to be obvious to one skilled in the art to remove substances from the extract which have formed during a holding period and are liable to cause the extract to spoil. Moreover, the Sivetz reference discusses completely the effect, of not only the substances mentioned by the applicant, but also many others such as oils, carbon, colloids, and ashes.

2) May 2, 1985 HERCULES INC. V. COMMISSIONER OF PATENTS, 4 C.P.R. (3d) 289-297.

The applicant sought to obtain a patent for a method of inducing lightwood formation in pine trees by increasing the amount of resin that can be recovered from pine trees. The method claimed included treating of the hole of the tree with a solution of a substituted bipyridylium salt in one treatment, permitting the tree to grow until an average increment of resin is obtained of at least twice the amount produced before treatment, or until the resin in the treated area reaches 10%, and the determination of the increment being made in a four-foot section of the tree above the treatment site. The examiner refused the application on the grounds that the invention was disclosed in a prior patent.

The Patent Appeal Board and the Commissioner agreed with the examiner that the subject matter claimed in the application lied entirely within the ambit of the prior art. They went on to say:

... we think that a person skilled in the art would have no difficulty in applying the process described in the patent to his own requirements, based on his local conditions, without the benefit of further invention. As we have said, this is the view we take of the subject-matter now being claimed.

1.2.2.2 Substitution in an Obvious Manner

1) May 3, 1976 RE APPLICATION No. 126,631 (NOW PATENT No. 1,015,133), 39 C.P.R. (2d) 88-94

The applicant sought a patent relating to the conversion of metal halides represented by MX4, to the corresponding oxides MO4 at temperatures from 600F to 1600F using a vaporized alcohol as a dehalogenating agent. The examiner rejected some of the claims on the basis of a prior art patent. The prior art references was directed to a two-step method of conversion of a halide to an oxide. The process involved heating in the presence of a hydrolysing agent, followed by a calcination step conducted at a substantially higher temperature than the hydrolysing step. A two-step process was not involved in the present application.

At appeal, the Patent Appeal Board and the Commissioner decided that the one-stage heating cycle was not patentably significant over a two-stage heating cycle, and thus refused the claims, wherein it was states:

The prior art technique has a practical utility substantially equal to that of the process in the impugned claims which encompass the same reaction for the same purpose. The claims do not effect a patentable advance in the art.

2) October 13, 1981 RE APPLICATION FOR PATENT OF MENENDEZ ET AL. (NOW PATENT No. 1,223,126), 17 C.P.R. (3d) 528-537

The applicant sought a patent for an invention directed to the separation of iron by a combined ferrite dissolution-jarosite precipitation process in a highly acid medium. The examiner rejected the claims alleging that there was no inventive step over the disclosure in prior art patents.

At appeal the Patent Appeal Board and the Commissioner considered the claims as being so similar to the prior art that they could not be allowed. It was stated in part:

It is our view that claims C1 and C2 are so similar to the teachings of the prior art that the following finds of the court in Niagara Wire Weaving Co. Ltd. v. Johnson Wire Works Ltd. (1939), 1 C.P.R. 229 at p. 243, [1939] 3 D.L.R. 285, [1939] Ex. C.R. 259 at p. 273 are pertinent:

Small variations from, or slight modifications of, the current standards of construction, in an old art, rarely are indicative of invention; they are usually obvious improvements resulting from experience and the changing requirements of users.

Additionally, the comments of the court in Lowe-Martin Co. v. Office Specialty Mfg. Co. Ltd., [1930] 4 D.L.R. 918 at pp. 922-3, [1930] Ex. C.R. 181 at p. 187, are of interest:

The mere carrying forward of the original thought, a change only in form, proportion or degree, doing the same thing in the same way, by substantially the same means, with better results, is not such an invention as will sustain a patent.

and "It is always necessary to consider the rights of the general public to avoid monopolies on such simple devices as would occur to anyone familiar in the art".

1.2.2.3 Combination Does Not Provide a Result; Mere Aggregation

1) May 24, 1972 RE APPLICATION No. 948,406 (PATENT 968,176), 22 C.P.R. (2d) 245-248

The applicant sought a patent relating to a method for controlling growth of suckers in tobacco plants comprising a mixture of an effective amount of a suitable emulsifying agent and at least one lower alkyl ester of a C6 to C18 fatty acid. The examiner rejected the claims alleging that the claims define obvious mixtures of known compounds with emulsifying agents. In the decision, the Commissioner stated in part:

It is well established that if an invention is in the discovery of an unexpected and unobvious property of the particularly known substance, appropriate claims may set out the novel mode of giving effect to the newly-discovered property as a novel method of using that substance, or as a novel composition comprising the particular substance, including mixtures with carriers suitable for the new use.

In the case on point, however, the Commissioner was satisfied that the subject matter of the compound and the emulsion mixtures were substantially taught by the prior art, and thus refused the claims.

1.3 Biological

There are very few cases for review, both Patent Appeal Board decisions and Canadian Court decisions, dealing with the issue of obviousness. As a result the decisions have not been categorized as above, but are simplified summarized below.

1) July 24, 1975 RE APPLICATION NO. 056,232, 35 C.P.R. (2d) 282-286

The applicant sought to obtain a patent on claims relating to the production of a particular yeast by cultivation on a hydrocarbon-containing nutrient medium in the absence of added growth factors. The examiner rejected the application on the grounds that the claims did not define an inventive step over the prior art. The Patent Appeal Board and the Commissioner of Patents upheld the examiner's decision and concluded that the results of minor experimentation are not inventive.

The Board, in finding that there was no inventive ingenuity in the applicant's patent, stated:

Apart from the fact that the chemical abstracts reference made no mention of the addition of growth factors, it is clear that, in the process of the cited patents the provisions of these substances was optional rather than mandatory and their exclusion does not therefore represent a patentable advance in the art.

Upon reviewing all the evidence presented to us, we have concluded that the most that has been done by the applicant is mere verification. We cannot see that there has been any exercise of the inventive faculty. It is settled law that minor experimentation does not amount to invention."

2) August 15, 1975 RE APPLICATION NO., 086,556 (NOW PATENT NO. 999,546) 35 C.P.R. (2d) 56-62

The applicant sought to obtain a patent for claims relating to a novel human liver cell line and cultures thereof. The Patent Appeal Board, as confirmed by the Commissioner of Patents, refused claims to the actual cell line, but not for obviousness, and thus, this aspect of the appeal will not be discussed any further.

The application also contained claims to a method for culturing the cell line, and these claims were rejected for lack of inventive ingenuity over the prior art reference. During the appeal, however, evidence was brought forward that the cell lines differed from the prior art in their morphology and biochemical properties. The Patent Appeal Board, as confirmed by the Commissioner, agreed that the morphological and biochemical activity of the new cell line was extremely surprising. Thus, they allowed the applicant a method of use claim on the basis of his discovery of an unexpected utility of a known compound. Specifically, it was stated:

The applicant did however discover an unexpected result. The morphology and biochemical activity of the new cell line is "extremely surprising". We would, therefore, allow the applicant a method of use claim on the same basis as if he discovered an unexpected utility of a known compound.

3) April 27, 1972 RE APPLICATION 957,123, 6 C.P.R. (2d) 29-32

The applicant sought to obtain a patent on a perforated collagen sponge that was useful in surgical procedures. The sponge contained perforations that permitted excess blood to flow into and through the sponge during clot formation to avoid the floating-away phenomenon and to improve hemostasis of actively oozing tissue surfaces. The examiner rejected the claims in view of the prior art. However, it was found during the appeal that the prior art did not address the same problem addressed by the present application. The objective of the prior art was to increase the absorbency of the pad, and not for flow liquid through the pad, as this would completely defeat the purpose of the pad. Concerning the distinction between the present application and the prior art, it was stated:

It is clear that the purpose of the perforations in the sponge as disclosed in this application is to allow blood to flow completely through the sponge thereby preventing floatation of the sponge and at the same time does not prevent coagulation at the surface. If the Biederman's device was to be used for hemostasis purposes, then coagulation would be a desired result. However, on the contrary. Biederman is concerned with preventing coagulation to achieve maximum capacity and thus seeks the opposite of hemostasis.

Thus the Patent Appeal Board, and as confirmed by the Commissioner, were satisfied that the applicant had made an advance in the art.

1.4 Electrical

1.4.1 Claims Accepted

1.4.1.1 Solution to a Problem Not Posed in the Prior Art

1. December 18, 1981 RE APPLICATION OF AMP INC. (NOW PATENT NO. 1,129,515) 80 CPR (2d) 275 (PATENT APPEAL BOARD)

The applicant sought a patent for an invention relating to an electrical connector of the pin and socket type. The examiner refused to allow the application because of the prior art.

At the appeal it was determined that the claims were a combination that represented a patentable improvement over the prior art. The prior art showed some similarity to the claims but it addressed a different problem.

The Patent Appeal Board stated:

In the patent (prior art) the socket is contained within the seal while in the application the seal is located in the passageway within the socket. While both the reference and the application relate to a seal for an electrical connection, the manner in which it is assembled in the connection is not the same. We are inclined to agree with the applicant that we are dealing with a seal for a different type of connection.

2. June 2, 1983 RE APPLICATION FOR PATENT OF NOUNEN ET AL. (NOW PATENT NO. 1,179,713) 4 CPR (3d) 280 (PATENT APPEAL BOARD)

The applicant filed an application for patent relating to an invention to a closed fuse of the type used in high-tension electric systems. The examiner rejected the application as being obvious.

The Patent Appeal Board held:

We can see from the art that O-rings are well known sealing means in fuses, and we can appreciate therefore how the agent and examiner assumed during prosecution that a seal is shown in Triplette and in Lindell. Nevertheless, the agent established at the hearing that the cited patent to Triplette shows a split-ring, not a seal as had been assumed. Further, the applicant argued in his response, and stressed at the hearing, that the invention lies in the recognition of the value of sealing a fuse against ingress of outside moisture.

Thus, the cited art did not address the improvement of the applicant and the prior art was not concerned with prevention of atmospheric air from entering the fuse interior.

1.4.1.2 Advantages of Claimed Combination/Improvement

1. September 1, 1971 APPLICATION NO. 030,681 (NOW PATENT NO. 935,532) 14 CPR (2d) 128 (PATENT APPEAL BOARD)

The applicant applied for a patent relating to a portable radio device. The examiner rejected the claims on the bases of obviousness.

The Patent Appeal Board held:

It is well established that a new combination of well-known elements may be patentable. The question is not whether the elements are new but whether the combination of elements, with its arrangements of parts is new, useful and resulted in inventive ingenuity.

Applicant on the other hand is concerned with mounting an antenna of a specific type (similar to Haas) on a radio body and protecting the antenna from mechanical damage by locating it within the projected outline of body of the radio, the location being specifically defined. He also encases the antenna in a dielectric for the dual purpose of completing the outline of the radio body and increasing the electrical length of the antenna.

I feel that while each of the elements used by the applicant may be known or obvious and the principles employed may also be known, nevertheless applicant has brought them together in such a matter as could be considered a new combination.

In the circumstance, therefore, I am of the opinion that an advance in the art has been made, and that it would not be obvious to arrive at the applicant's combination from the prior art relied upon by the examiner. I am also satisfied that the applicant has made a prima facie showing of inventive ingenuity.

2. October 14, 1980 RE APPLICATION OF WARKENTIN ET AL. (PATENT NO. 1,106,800) 60 CPR (2d) 242 (PATENT APPEAL BOARD)

The applicant sought a patent for an invention for an apparatus for automatically sorting fruit by colour or weight. An electromechanical weighing means was incorporated in a track along which the fruit was moved in caps and in which a series of drop-out locations allowed the fruit to be discharged into a particular storage area. The examiner rejected the claims on the bases of prior art disclosures.

The Patent Appeal Board held:

We have carefully reviewed the prosecution of this application and especially all the points raised at the hearing. There is clearly novelty in the combination found in claim 1 and it is our view that there was sufficient ingenuity in thought and design to warrant the allowance of claim 1, because the applicant has produced a highly-desirable new result neither taught nor suggested by the cited art. In other words, it is our view that there is ingenuity in the invention, and that the objection made against claim 1 be withdrawn.

3. December 18, 1981 RE APPLICATION FOR A PATENT OF CLABBURN ET AL. (PATENT NO. 1,139,931) 74 CPR (2d) 281 (PATENT APPEAL BOARD)

The applicant sought a patent for an invention related to connectors used for electrical components. The examiner refused the application on the basis that there was no inventive ingenuity in utilizing memory metals as electrical conductors as evidence by the state-of-the-art.

The Patent Appeal Board found for the applicant and stated:

Therefore we find that the improved degree of dimensional change obtained in a memory metal by combining resilient recovery with thermal recovery is not taught in the cited patents and the claims are, in our view, allowable over them.

4. August 29, 1984 RE APPLICATION FOR PATENT OF SOCIETE NATIONAL ELF AQUITAINE (NOW PATENT NO. 1,190,311) 6 CPR (3d) 9 (PATENT APPEAL BOARD)

The applicant filed an application for a patent on an invention in the field of sizemic exploration. The examiner rejected the application on the ground that it was directed to non-patentable subject-matter and on the bases of obviousness.

Regarding the question of obviousness, the Patent Appeal Board held that the claims were directed to an improvement in methods of seismic exploration.

5. October 15, 1985 RE APPLICATION FOR PATENT OF REID (NOW PATENT NO. 1,195,412) 8 CPR (3d) 137 (PATENT APPEAL BOARD)

The applicant filed an application for a patent for an invention relating to an electronic device for automatically changing and controlling the ambient temperature in a building. The examiner refused the application on the bases that there was no inventive step over the prior art. On appeal to the Patent Appeal Board the rejection of the examiner was withdrawn.

The Patent Appeal Board held:

We find no difficulty in understanding the claim when considered with the disclosure and the drawings. In our opinion applicant has presented a combination of elements which obtains results different from the results that may be achieved by the Haydon patent and which may not fairly be said to be encompassed by Haydon. We would agree that applicant's device is directed to an advance in the art in view of the sample of the device and the arguments presented at the hearing, and the affidavits submitted subsequently thereto.

6. August 9, 1990 RE APPLICATION FOR A PATENT BY N.V. PHILIPS GLOEILAMPEN FABRIEKEN (NOW PATENT NO. 1,281,368) 35 CPR (3d) 316 (PATENT APPEAL BOARD)

The applicant applied for a patent for an invention providing an electrical circuit for regulating the luminous intensity of at least one discharge lamp by means of one non-capacitive impedance. The examiner rejected two claims as being obvious in light of prior art. The applicant appealed to the Patent Appeal Board. The Patent Appeal Board recommended that the applicant make certain amendments to its claims. The Board stated:

From a comparison of the amended claim to the rejected claims, the Board believes the safety feature disclosed has been clearly identified. By setting out that the second winding is electrically conductively isolated from the first and third windings, and that the non-capacitive manually variable impedance and the diode are in series with the second winding, the single amended claim presents an improvement in protection against the risk of manual contact with the power supply portion of the known DC/AC converter. The Board is satisfied that the single amended claim overcomes the obviousness rejection.

1.4.1.3 Commercial Success

1. November 19, 1979 RE TEXAS INSTRUMENTS INC. APPLICATION NO. 177,075 50 CPR (2d) 118 (PATENT APPEAL BOARD)

 

The applicant sought to obtain a patent for claims directed to an integrated circuit package capable of being produced by automation. The examiner rejected the claims on the bases that a prior publication disclosed the invention to a person skilled in the art and possessed of the common knowledge in the art.

The Patent Appeal Board held that:

Evidence of commercial success of the applicant's process is outlined in the affidavit of Mr. K. Wolford, which was submitted at the hearing. This affidavit states that assembly line production embodying the invention has been commercially successful for a period of more that five years. It also indicates that the S.E. Scrupski apparatus was not capable of commercial operation at that time.

This claim specifies a process of fabrication of integrated circuit assemblies, where chips are attached to a dielectric film having corresponding conductive interconnect patterns of rolled copper laminated thereon. This includes the steps of continuing the advancement of the punching means and bringing the punch means and heated bonding tool in close proximity for a time sufficient to temporarily reflow the low melting metal, thereby completing the bond. The cited art does not teach this specific combination, and in view of the statements in the affidavit, we do not find it obvious therefrom."

2. August 20, 1983 RE APPLICATION OF SONY CORPORATION (NOW PATENT NO. 1,152,211) 2 CPR (3d) (PATENT APPEAL BOARD)

The applicant sought a patent for an invention related to a method of recording an information signal and control signal on magnetic tape for use in cassette systems. The examiner rejected the claims on the bases that since the magnetic tape was known and the method of simultaneous recording or reading signals on at least two tracks of a magnetic tape was known, the invention could only be in the idea of using known tape in a certain manner and that the prior art rendered this idea non-inventive. The Patent Appeal Board upheld the examiner's rejection of the applicant's claims. However, the system of the applicant, in which control means and non-standard head structures were used, had achieved commercial success and a quality result. The application should not be rejected as the applicant should have the right to claim the patentable features disclosed in the application. The Patent Appeal Board stated that:

At the hearing Mr. Wickham described the operation of the Elcaset System, in which control means and non-standard head structures are used. We have been impressed by the qualities attributed to the Elcaset System, and its apparent commercial success. It may well be that these other features are patentable, and to the extent that they are disclosed in the drawings and disclosure of this application, could be claimed. ...For that reason we do recommend rejection of the application as a whole, as proposed by the examiner, but only of the present claims.

1.4.1.4 Substitution Involved Inventive Ingenuity

1. October 27, 1980 APPLICATION FOR PATENT BY WESTINGHOUSE ELECTRIC CORP. (PATENT NO. 1,104,650) 60 CPR (2d) 238 (PATENT APPEAL BOARD)

The applicant sought a patent for an invention directed to a capacitive voltage transformer with improved compensating reactor arrangement. The application was refused by the examiner on the bases of the disclosure in the prior art.

The Patent Appeal Board held:

This leads us to the arguments relating to the type of steal used in the reactor. The final action states that it is "not patentably distinguishing to use the Okamura et al. device while specifying that the steel be of low-cost high-saturation type, since nothing in the Okamura et al. precludes the use of just that kind of steel". Okamura does not indicate the type of steel used for his circuit components. The application before us describes the advantages gained by using the lower cost silicon steel, and illustrates the voltage curves in fig. 2 of the drawings. Mr. Fox argues that "Okamura does not teach the advantages of the application of a ceramic oxide varistor to simulate a high mu core in the reactor". Clearly, the applicant, by using a limiter, can construct the reactor of ordinary transformer steel to obtain the sharp saturation characteristic of high mu steel. This is considerably more economical than the prior art which required the mu metal.

Ceramic oxide varistors, as shown in the Matsuoka citation, are not new. Replacing the voltage dependant resistor in Okamura's circuit with the Matsuoka-type varistor is not really the issue before us. We believe that the recognition by the applicant that he can obtain the sharp characteristics of high mu steel from ordinary transformer steel by this replacement shows sufficient ingenuity for invention."

2. December 24, 1981 RE APPLICATION FOR PATENT OF WARNE (NOW PATENT NO. 1,128,621) 67 CPR (2d) 240 (PATENT APPEAL BOARD)

The applicants sought a patent for an insulated, high amperage cable connector for use in a sea water environment. The inventive concept lay in the selection of the metal niobium for the two main body parts of the connector with an inert metal such as platinum at one or both of the mating interfaces of the main body parts. The prior art electrodes were fully coated with platinum and would permit undesirable leakage into the surrounding water.

The Patent Appeal Board held:

We now have the benefit of a hearing, at which clarifying statements have thrown new light on the connector device under consideration. The essence of the invention, as is now apparent, is that the main portion of the connector is niobium which quickly oxidizes and therefor is non-conductive, and only the connecting surfaces are platinized to permit conductance from one lead to the other, but not into the surrounding sea water. By contrast the prior art electrodes more fully coated with platinum, and would permit undesirable leakage into the surrounding water.

We are of the opinion that the questions raised by the examiner have been satisfactorily overcome by the applicant's clarifying explanation and by the supporting evidence. We consider that the applicant's structure may not fairly be refused as we are persuaded that the thought and the design that produced applicant's connector structure should not be considered as lacking inventive ingenuity in view of the art of record before us.

The use of the niobium as a connector was considered an unobvious use.

3. March 23, 1990 RE APPLICATION OF HOLLANDER (NOW PATENT NO. 1,273,383) 32 CPR (3d) 233 (PATENT APPEAL BOARD)

The applicant applied for a patent relating to deicing means for a dual plastic lens visor in a helmet. The examiner rejected the application on the ground that there was no inventive step claimed over the prior art. The applicant claimed that the invention related to the application of a metallic ink to carry current through the visor. The examiner stated:

In summary, as shown by the references, double-lens plastic shields have been used for some time. Senne had taught the usefulness of resistance wires to prevent shields from fogging. When the Hysol product came on the market, which specifically points to use with plastic materials, it became very plain to use the ink in an improved application that had been thought of earlier with more complex materials. Applicants efforts thus lacked ingenuity and are better described as workshop improvements.

The Patent Appeal Board held that there was invention:

Mr. Murphy pointed out the features of the applicant's invention that resulted from laying down a pattern of circuitry using metallic ink having the characteristic of caring only a small current in comparison to the circuits and currents taught by the cited art.

The Board acknowledged the presents of inventive matter in the application with respect to the circuitry and vision aspects provided by the metallic ink.

1.4.2 Claims Rejected

1.4.2.1 Workshop Improvement

1. July 17, 1980 RE APPLICATION FOR A PATENT OF S & C ELECTRIC CO. (NOW PATENT NO. 1,094,618) 67 CPR (2d) 161 (PATENT APPEAL BOARD)

The applicant for patent sought claims to a fuse with housing end caps secured by magnetic pulse forming. The examiner rejected the claims as being obvious to a competent workman in the art and relied on a prior patent that disclosed a fuse having a non-metallic tubular housing with recesses at its ends, onto which metallic end caps were fitted and each cap comprised a relatively thick end wall and a thinner flange compressed in the recess of the housing.

The Patent Appeal Board held:

In amended claim 1 the applicant is merely using, for alleged novelty, a functional means claim to state the obvious solution to a supposed problem. It is clear that the relative thickness of the ferrules and housing will depend upon the strength of the material used and on the external forces expected to act on these walls. It is at least of interest that Brandt shows the end wall thicker than the flange in his fuse arrangement, although it is not discussed in the disclosure. Further, it is our view that any skilled person in this particular art will use the required thickness of material which will satisfactorily do the job without regard to the need for any inventive ingenuity.

1.4.2.2 New Use of an Old Process or Analogous Use Where There is No Invention in the Adaptation of the Old Process

1. October 21, 1976 RE AN APPLICATION FOR A RELAY WITH A SURGE SUPPRESSOR 47 CPR (2d) 215 (PATENT APPEAL BOARD)

The applicant applied for a patent relating to a relay having means for suppressing voltage surges. The examiner refused the application on the basis that the relay claimed was identical to the relay in the cited reference, except that one of the contact modules was replaced by a surge suppressor module having a housing which was structurally the same as that of the contact module.

The Patent Appeal Board held that:

The specific issue is whether that development involves such an exercise of the creative faculties of the human mind as to merit the distinction of invention and a claim to monopoly. It has been authoritatively stated that the art of combining two or more parts into a new combination whether they be new or old, or partly new and partly old, so as to obtain a new result, or known result in a better cheaper, or more expeditious manner, is valid subject-matter if there is sufficient evidence of thought, design, ingenuity in the invention, and novelty in the combination. ...And it is also settled law that the manner of obviousness is to be judged by reference to the "state-of-the-art" in light of all that was previously known to persons versed in the art.

The applicant also points out that "one of the best tests for a technically sound and commercially desirable invention is that it solves a previously unresolved problem and appears so simple and fitting that one wonders why it was not conceived previously". We are not persuaded, however, that the applicant has found a solution to an unresolved problem. As previously shown it was well known in the art how to solve the problem of preventing harmful voltage surge in inductive apparatus, such as an electromagnetic relay. We agree, nonetheless, that the applicant has a new arrangement in his "surge suppressor assembly". But the applicant's device, in our view, is merely a re-arrangement of an old combination in accordance with an old principle i.e., in a modular form.

2. September 3, 1980 RE APPLICATION OF WESTINGHOUSE ELECTRIC CORP. (NOW PATENT NO. 1,111,888) 68 CPR (2d) 271 (PATENT APPEAL BOARD)

The applicants for patent sought claims directed to a linkage for aligning and supporting portions of a circuit-breaker apparatus. The examiner rejected claims based on the disclosures in the prior art.

The Patent Appeal Board held:

Aldrich shows a lock means between planar surfaces rather than at the side surfaces as in Soled. Since Soled shows both a shear-resisting lock means and an adjustable joint through an oversized hole with a bolt we agree with the examiner that it is obvious to make Aldrich's joint adjustable with oversized holes for the bolt. Consequently there is no invention in an adjustable joint having a lock means between two planar members.

1.4.2.3 Substitution in an Obvious Manner

1. August 11, 1972 RE APPLICATION NO. 053,265 (NOW PATENT NO. 936,101) 13 CPR (2d) 289 (PATENT APPEAL BOARD)

The applicant applied for a patent entitled "self test apparatus for facsimile graphic communications system". The examiner held that the fact that the applicants substitutes a particular acoustic type coupler, combined with a "dummy telephone hand set for coupling the audio signals" which was nothing more than a form of commonly used air tube; as apposed to an electric coupler; does not, per se, amounted to invention over the prior art.

2. October 3, 1975 RE APPLICATION NO. 901,145 37 CPR (2d) 109 (PATENT APPEAL BOARD)

The applicant sought to obtain claims relating to a process for purifying white firing clay suitable for use in the manufacture of ceramic articles using electromagnetic means to remove impurities. The examiner rejected the claims on the bases of obviousness.

The Patent Appeal Board held that:

The limitations placed on claim 1, such as the restriction to "kaolinitic" material and the reference to the intensity of the magnetic field, are minor alterations. It would be obvious to modify the Lynd process by using stronger magnets when they became available, and to use it with different types of clay.

The Board is therefore satisfied that claim 1 does not teach an advance in the art over the cited references, or even over the Lynd patent itself when we add to it the admissions made in the disclosure about British Patent No. 768,451.

3. October 15, 1982 RE APPLICATION FOR PATENT BY LAWRENCE ET AL. (NOW PATENT NO. 1,175,803) 3 CPR (3d) 427 (PATENT APPEAL BOARD)

The applicants sought a patent for an invention for charging hoppers for concrete mixtures used on trucks to deliver ready-mixed concrete to building cites. The examiner rejected the claim which described a fluid piston and cylinder arrangement as an obvious alternative to the hand wheel gear and lever system disclosed in a prior art patent.

The Patent Appeal Board dismissed the appeal and found there was no ingenuity involved in replacing the mechanical arrangement of the prior art by the use of hydraulic power.

The Patent Appeal Board held:

An analysis of this claim shows that the component elements and their arrangement with respect to one another is similar to Broberg except for the actuator means which is described. This claim describes a fluid piston and cylinder (hydraulic) arrangement to move the charging hopper, whereas the Broberg patent has a handwheel gear and lever arrangement for this purpose. We cannot find any ingenuity in replacing the mechanical arrangement of Broberg by use of hydraulic power, and therefore fail to find any patentability in new claim 6 over the Broberg citation.

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